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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
Nákup knihy
Culture Audit in Financial Services, Roger Miles
- Jazyk
- Rok vydání
- 2021
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- (pevná)
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- Titul
- Culture Audit in Financial Services
- Podtitul
- Reporting on Behaviour to Conduct Regulators
- Jazyk
- anglicky
- Autoři
- Roger Miles
- Vydavatel
- Kogan Page
- Rok vydání
- 2021
- Vazba
- pevná
- Počet stran
- 448
- ISBN13
- 9781789667776
- Série
- Hodnocení
- 4 z 5
- Anotace
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.